Unclaimed
Michael Dockx is a financial professional licensed in all 50 states. Michael is associated with Vanguard Marketing Corp. and has over 2 years of experience in the financial industry. Michael holds a Series 7, Series 63, and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
05/03/2022 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 05/10/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/02/2022
Series 7TO - General Securities Representative Examination
BC
Issued 02/24/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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