Unclaimed
Michael Dipaolo is a financial advisor registered with Transamerica Capital, Inc. and is licensed in Iowa. Michael has been in the financial industry since 1990 and has experience with investment company products and variable contracts. Michael is also licensed to sell securities in Iowa.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IA
12/17/2020 - Present
Transamerica Capital, Inc. (CEDAR RAPIDS IA)
NJ
05/03/1999 - 04/02/2020
PARK AVENUE SECURITIES LLC (BLOOMFIELD NJ)
NY
07/24/1990 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
NY
10/27/1989 - 06/11/1990
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
10/27/1989 - 06/11/1990
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 04/23/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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