Invested Better
Unclaimed

Unclaimed

Unclaimed

Michael James Dipaolo

Transamerica Capital, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Michael? Claim Your Profile

About Michael James Dipaolo

Michael Dipaolo is a financial advisor registered with Transamerica Capital, Inc. and is licensed in Iowa. Michael has been in the financial industry since 1990 and has experience with investment company products and variable contracts. Michael is also licensed to sell securities in Iowa.

Firm Information

Michael Dipaolo is currently registered with Transamerica Capital, Inc.. Transamerica Capital, Inc. is a Corporation formed on March 14, 1977 and approved in 53 states and the SEC. The firm is registered to provide investment advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

140

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Michael Dipaolo’s Registration & Firm History

IA

12/17/2020 - Present

Transamerica Capital, Inc. (CEDAR RAPIDS IA)

NJ

05/03/1999 - 04/02/2020

PARK AVENUE SECURITIES LLC (BLOOMFIELD NJ)

NY

07/24/1990 - 05/03/1999

GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)

NY

10/27/1989 - 06/11/1990

EQUICO SECURITIES, INC. (NEW YORK NY)

NY

10/27/1989 - 06/11/1990

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

Not sure if Michael James Dipaolo is right for you?

Licenses & Designations

BC

Issued 04/23/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/26/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Michael James Dipaolo. Review regulatory record here.
Not sure if Michael James Dipaolo is right for you?