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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Del re is an investment advisor representative with Prime Capital Financial. Michael has been in the financial services industry since 1973. Michael is registered with the state of Connecticut as a Registered Investment Advisor (RIA). Michael has also been a registered principal with Cambridge Investment Research, Inc., and Multi-Financial Securities Corporation, both located in Milford, Connecticut. In addition, Michael has held positions with other investment firms including Woodbury Financial Services, Inc., and The Equitable Life Assurance Society of the United States. Michael is a Chartered Financial Consultant and is actively involved with the Yale Eye Center Advisory Board.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Qualified retirement plan services, consulting services, co-advisory, selection of sub-advisors
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Seminar fees, promoter fees, subscription fee financial plans
1
2
KS
01/19/2022 - Present
Prime Capital Financial (OVERLAND PARK KS)
CT
09/27/2007 - 01/25/2022
CAMBRIDGE INVESTMENT RESEARCH, INC. (MILFORD CT)
CT
08/21/2002 - 10/11/2007
MULTI-FINANCIAL SECURITIES CORPORATION (MILFORD CT)
MN
05/04/1993 - 08/21/2002
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
NY
10/20/1980 - 05/03/1993
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
06/11/1973 - 05/03/1993
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NA
04/23/1987 - 12/21/1987
AMEV INVESTORS, INC.
IA
Issued 11/02/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/13/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/15/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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