Unclaimed
Michael James Cowen is a financial advisor with KPMG Corporate Finance LLC. Michael is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 63, Series 79, Series 82TO and SIE licenses. Michael has been in the financial industry since June 12, 2016. Michael has been with KPMG Corporate Finance LLC since August 10, 2022. Michael is licensed in 35 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/10/2022 - Present
Kpmg Corporate Finance LLC (LOS ANGELES CA)
CA
08/12/2020 - 10/14/2020
KPMG CORPORATE FINANCE LLC (LOS ANGELES CA)
CA
01/30/2013 - 01/23/2019
KPMG CORPORATE FINANCE LLC (LOS ANGELES CA)
BC
Issued 11/22/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/2022
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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