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Michael James Clifton

Mischler Financial Group, Inc.

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About Michael James Clifton

Michael James Clifton is a financial advisor with over 25 years of experience in the financial services industry. Michael is currently registered with Mischler Financial Group, Inc. and holds Series 7, 25, 55, 57TO, and SIE licenses. Michael has previously worked for Magna, Murphy & Durieu, Farina & Associates, Inc., Muriel Siebert & Co., Inc., Oscar Gruss & Son, Incorporated, Brill Securities, Inc., and U.S. Clearing Corp. Michael is licensed in California, Florida, New Jersey, New York, Ohio, Pennsylvania, and Texas.

Firm Information

Michael Clifton is currently registered with Mischler Financial Group, Inc.. Mischler Financial Group, Inc. is a corporation formed in November 1994. It is registered with the SEC and in 48 states, providing financial services nationwide.

Not reported

Assets Under Management

Not reported

Total Clients

49

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Clifton’s Registration & Firm History

NJ

03/26/2010 - Present

Mischler Financial Group, Inc. (Matawan NJ)

NY

08/29/2006 - 02/11/2010

MAGNA (NEW YORK NY)

NJ

05/15/2006 - 08/17/2006

MURPHY & DURIEU (RED BANK NJ)

NY

09/10/2001 - 05/12/2006

FARINA & ASSOCIATES, INC. (NEW YORK NY)

NY

01/03/2000 - 09/24/2001

MURIEL SIEBERT & CO., INC. (NEW YORK NY)

NY

06/09/1999 - 01/03/2000

OSCAR GRUSS & SON, INCORPORATED (NEW YORK NY)

NY

03/26/1998 - 03/19/1999

BRILL SECURITIES, INC. (NEW YORK NY)

TX

04/10/1997 - 05/23/1997

U.S. CLEARING CORP. (DALLAS TX)

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Licenses & Designations

BC

Issued 02/13/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/03/2006

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/06/2000

Series 25 - NYSE Trading Assistant Examination

BC

Issued 09/23/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael James Clifton.
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