Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael James Caples is a financial advisor with over 15 years of experience in the industry. Michael is currently registered with Farmers Financial Solutions, LLC in Missouri. Michael previously worked at COUNTRY CAPITAL MANAGEMENT COMPANY in Missouri. Michael is licensed to sell securities in Missouri. Michael has passed the Series 6, Series 63, and Series 65 exams, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MO
01/29/2018 - Present
Farmers Financial Solutions, LLC (ARNOLD MO)
MO
04/20/2004 - 01/22/2018
COUNTRY CAPITAL MANAGEMENT COMPANY (O'FALLON MO)
IA
Issued 10/30/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/14/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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