Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Cannon is a financial advisor with Guggenheim Securities, LLC, located in Houston, TX. Michael has been in the industry since 1995 and holds several industry licenses, including Series 7, 10, 24, 63, 79TO, and SIE. Michael has previous experience with firms such as BOFA SECURITIES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, CREDIT SUISSE SECURITIES (USA) LLC, NEUBERGER BERMAN, LLC, and LEHMAN BROTHERS INC. Michael specializes in Investment Banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
05/21/2024 - Present
Guggenheim Securities, LLC (Houston TX)
TX
05/10/2019 - 05/21/2024
BOFA SECURITIES, INC. (HOUSTON TX)
TX
10/21/2011 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
NY
01/05/2009 - 10/04/2011
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
09/19/2008 - 01/13/2009
NEUBERGER BERMAN, LLC (NEW YORK NY)
NY
10/30/1995 - 09/24/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 03/30/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/01/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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