Unclaimed
Michael Black is a financial advisor with Brighton Securities Corp. Michael has been in the financial services industry for over 20 years. Michael has a strong background in financial planning, portfolio management, and investment advisory services. Michael is registered to offer investment advisory services in 20 states and holds a Series 63, 66, 7, 9, 10, and 24 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
01/19/2022 - Present
Brighton Securities Corp. (Huntersville NC)
NC
03/15/2021 - 06/30/2021
CADARET, GRANT & CO., INC. (Charlotte NC)
NC
09/14/2020 - 03/23/2021
CAMBRIDGE INVESTMENT RESEARCH, INC. (Charlotte NC)
NC
07/25/2016 - 09/14/2020
EK RILEY INVESTMENTS, LLC (Charlotte NC)
NC
08/31/2012 - 06/03/2016
RAYMOND JAMES FINANCIAL SERVICES, INC. (HUNTERSVILLE NC)
NC
05/13/2002 - 09/04/2012
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
NY
06/29/2001 - 11/26/2001
AXA ADVISORS, LLC (NEW YORK NY)
NJ
07/15/1999 - 06/27/2001
CSFBDIRECT, INC. (JERSEY CITY NJ)
PA
10/15/1997 - 11/10/1997
FIRST LIBERTY INVESTMENT GROUP, INC. (PHILADELPHIA PA)
NY
07/10/1997 - 08/30/1997
WORTHINGTON CAPITAL GROUP, INC. (GARDEN CITY NY)
NJ
07/02/1997 - 07/18/1997
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
BOTH
Issued 08/05/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/17/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/11/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/28/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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