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Michael James Black

Brighton Securities Corp.

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About Michael James Black

Michael Black is a financial advisor with Brighton Securities Corp. Michael has been in the financial services industry for over 20 years. Michael has a strong background in financial planning, portfolio management, and investment advisory services. Michael is registered to offer investment advisory services in 20 states and holds a Series 63, 66, 7, 9, 10, and 24 license.

Firm Information

Michael Black is currently registered with Brighton Securities Corp.. Brighton Securities Corp. is an investment advisory firm based in Rochester, New York, that has been in operation since 1969. They provide financial planning, portfolio management, and selection of other advisers for businesses and individuals. The firm has a strong track record of success and is known for their personalized service and commitment to their clients' financial goals. They have a team of experienced professionals who can provide comprehensive financial advice to help their clients achieve their goals. The firm currently has 2,108 accounts under management with a total of $611,855,688 in regulatory assets.
Brighton Securities Corp.

1703 MONROE AVENUE

ROCHESTER, NY 14618

$611.86M

Assets Under Management

Not reported

Total Clients

46

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Black’s Registration & Firm History

NC

01/19/2022 - Present

Brighton Securities Corp. (Huntersville NC)

NC

03/15/2021 - 06/30/2021

CADARET, GRANT & CO., INC. (Charlotte NC)

NC

09/14/2020 - 03/23/2021

CAMBRIDGE INVESTMENT RESEARCH, INC. (Charlotte NC)

NC

07/25/2016 - 09/14/2020

EK RILEY INVESTMENTS, LLC (Charlotte NC)

NC

08/31/2012 - 06/03/2016

RAYMOND JAMES FINANCIAL SERVICES, INC. (HUNTERSVILLE NC)

NC

05/13/2002 - 09/04/2012

WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)

NY

06/29/2001 - 11/26/2001

AXA ADVISORS, LLC (NEW YORK NY)

NJ

07/15/1999 - 06/27/2001

CSFBDIRECT, INC. (JERSEY CITY NJ)

PA

10/15/1997 - 11/10/1997

FIRST LIBERTY INVESTMENT GROUP, INC. (PHILADELPHIA PA)

NY

07/10/1997 - 08/30/1997

WORTHINGTON CAPITAL GROUP, INC. (GARDEN CITY NY)

NJ

07/02/1997 - 07/18/1997

INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)

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Licenses & Designations

BOTH

Issued 08/05/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/17/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/11/2003

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/11/2003

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/28/2000

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/01/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael James Black.
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