Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael James Baldwin is a financial advisor who has been in the industry since 2000. Michael is currently registered with Natwest Markets Securities Inc. and has a Series 7, Series 66, Series 24 and Series 79TO license. Michael's previous employers include American Express Financial Advisors Inc. and IDS Life Insurance Company. Michael's registration is approved in Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
04/12/2001 - Present
Natwest Markets Securities Inc. (WILTON CT)
MN
08/16/2000 - 03/29/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/16/2000 - 03/29/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 07/17/2010
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 08/22/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/14/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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