Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael James Atherton is a financial advisor with over 40 years of experience in the financial services industry. Michael is a registered representative of Ameriprise Financial Services, LLC, and is also registered as an investment advisor representative in Minnesota and Texas. Michael has a broad range of experience working with individuals, high net worth individuals, families, trusts, estates, charitable organizations, corporations, pension and profit sharing plans, and state or municipal government entities. Michael is committed to providing personalized financial planning and investment management services to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
11/19/2013 - Present
Ameriprise Financial Services, LLC (EDINA MN)
MN
11/02/2007 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (EDEN PRAIRIE MN)
MN
08/01/1980 - 11/15/2007
A. G. EDWARDS & SONS, INC. (MINNEAPOLIS MN)
NA
08/27/1979 - 08/28/1980
PARKER-MARQUARDT SECURITIES, INC
BOTH
Issued 01/29/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/23/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/22/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/1987
Series 3 - National Commodity Futures Examination
BC
Issued 08/18/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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