Unclaimed
Michael Gass is a financial advisor in Charlotte, NC, with over 23 years of experience in the industry. Michael is a Series 6, 26, and 63 licensed advisor, and holds a SIE license. He is registered with the states of New York and Florida and is currently employed with Equitable Distributors, LLC. Michael has worked at Equitable Distributors, LLC since 1999.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
03/08/1999 - Present
Equitable Distributors, LLC (Charlotte NC)
BC
Issued 01/07/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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