Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Goodman is a financial advisor with over 40 years of experience. Michael currently works at Raymond James Financial Services Advisors, Inc. Michael previously worked at Morgan Stanley, Citigroup Global Markets Inc., Wachovia Securities, LLC, Prudential Securities Incorporated, Thomson McKinnon Securities Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Michael is registered with the state of Texas and has passed exams such as the Series 65, Series 63, Series 31, PC, and Series 7. Michael specializes in helping clients with their financial planning, pension consulting and portfolio management needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TX
06/16/2016 - Present
Raymond James Financial Services Advisors, Inc. (PLANO TX)
TX
06/01/2009 - 06/30/2016
MORGAN STANLEY (PLANO TX)
TX
04/03/2009 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PLANO TX)
TX
07/01/2003 - 04/07/2009
WACHOVIA SECURITIES, LLC (PLANO TX)
NY
08/25/1989 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
04/01/1986 - 08/25/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
NA
09/26/1978 - 04/23/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
10/23/1974 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 02/16/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/23/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 10/19/1974
PC - AMEX Put and Call Exam
BC
Issued 10/19/1974
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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