Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael West is a registered representative with Archipelago Securities LLC. Michael has been in the securities industry since 2003. Michael holds the Series 7, Series 24, Series 4 and Series 63 licenses and is registered in New York. Prior to joining Archipelago Securities LLC, Michael was employed by NASDAQ OPTIONS SERVICES, LLC, NASDAQ EXECUTION SERVICES, LLC, ALPS DISTRIBUTORS, INC., DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION and PERSHING TRADING COMPANY, L.P.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/24/2016 - Present
Archipelago Securities LLC (New York NY)
NY
01/22/2007 - 10/30/2015
NASDAQ OPTIONS SERVICES, LLC (NEW YORK NY)
NY
02/28/2013 - 10/02/2015
NASDAQ EXECUTION SERVICES, LLC (NEW YORK NY)
NY
09/28/2004 - 01/09/2008
NASDAQ EXECUTION SERVICES, LLC (NEW YORK NY)
CO
06/10/2004 - 10/18/2004
ALPS DISTRIBUTORS, INC. (DENVER CO)
NJ
11/23/2001 - 09/11/2002
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NJ
06/01/2000 - 11/29/2001
PERSHING TRADING COMPANY, L.P. (JERSEY CITY NJ)
BC
Issued 09/03/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/06/2007
Series 4 - Registered Options Principal Examination
BC
Issued 08/24/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Michael West is the right advisor for you? Invested Better is here to help.
