Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael J. Vera is an investment advisor representative with LPL Financial LLC in St. John, Indiana. Michael has been in the securities industry since February 27, 2000. Michael has a Series 7, Series 63, Series 66, and Series 24 license. Michael was previously registered with Chase Investment Services Corp., BANC of America Investment Services, Inc., Quick & Reilly, Inc., First Colonial Securities Group, Inc., Sterling Financial Investment Group, Inc., Joseph Charles & Assoc., Inc., SAL Financial Services, Inc., Baxter Banks & Smith, Ltd., and Pruco Securities Corporation. Michael is licensed in Arizona, California, Colorado, District of Columbia, Florida, Georgia, Idaho, Illinois, Indiana, Michigan, Nevada, Ohio, Oregon, South Carolina, Texas, and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
10/15/2024 - Present
LPL Financial LLC (ST. JOHN IN)
IL
10/16/2007 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (LANSING IL)
IL
10/20/2004 - 08/23/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHICAGO IL)
NY
10/08/2002 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
FL
03/22/2001 - 04/19/2001
FIRST COLONIAL SECURITIES GROUP, INC. (BOCA RATON FL)
FL
11/20/2000 - 03/16/2001
STERLING FINANCIAL INVESTMENT GROUP, INC. (BOCA RATON FL)
FL
09/05/2000 - 11/20/2000
JOSEPH CHARLES & ASSOC., INC. (BOCA RATON FL)
AL
04/04/2000 - 09/07/2000
SAL FINANCIAL SERVICES, INC. (BIRMINGHAM AL)
FL
12/22/1999 - 02/18/2000
BAXTER BANKS & SMITH, LTD. (ST. PETERSBURG FL)
NJ
12/07/1998 - 06/01/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
FL
06/18/1997 - 07/16/1998
THE HAMILTON-SHEA GROUP, INC. (POMPANO BEACH FL)
BOTH
Issued 10/16/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/25/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/20/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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