Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael J Smyth is a financial advisor with Wintrust Investments LLC in Chicago, IL. Michael has been in the industry since October 25, 2001. Michael has held previous positions at BMO Investment Distributors, LLC, BMO Harris Financial Advisors, Inc., BMO Capital Markets Corp., Harris Investor Services, Inc., First National Investments, Inc., HarrisDirect LLC, Harris Investorline Inc., and Harris Investorline. Michael has a Series 27, Series 99TO and a SIE licenses. Michael specializes in portfolio management for individuals and businesses, financial planning, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
03/04/2019 - Present
Wintrust Investments LLC (CHICAGO IL)
IL
07/29/2013 - 11/14/2014
BMO INVESTMENT DISTRIBUTORS, LLC (CHICAGO IL)
IL
03/02/2011 - 11/14/2014
BMO HARRIS FINANCIAL ADVISORS, INC. (chicago IL)
IL
04/11/2006 - 09/14/2010
BMO CAPITAL MARKETS CORP. (CHICAGO IL)
IL
05/08/2006 - 08/12/2008
HARRIS INVESTOR SERVICES, INC. (CHICAGO IL)
IN
03/19/2007 - 09/21/2007
FIRST NATIONAL INVESTMENTS, INC. (KOKOMO IN)
NJ
02/20/2002 - 04/19/2006
HARRISDIRECT LLC (JERSEY CITY NJ)
WA
12/09/2000 - 06/28/2002
HARRIS INVESTORLINE INC. (SEATTLE WA)
IL
01/22/1997 - 12/09/2000
HARRIS INVESTORLINE (CHICAGO IL)
BC
Issued 03/04/2019
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
Active
Inactive
F
FINRA
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