Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Shin is a financial advisor registered with New York Life Investment Management LLC. Michael has been in the industry since 2019, and holds Series 66, SIE and Series 7 licenses. Michael's previous experience includes working at Citigroup Global Markets Inc. and Cape Securities Inc. In addition to the individual advisor profile, you can also access information about New York Life Investment Management LLC on the SEC website.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
10/28/2021 - Present
NEW York Life Investment Management LLC (NEW YORK NY)
NY
12/15/2017 - 03/08/2019
CITIGROUP GLOBAL MARKETS INC. (Long Island City NY)
NY
08/11/2016 - 04/04/2017
CAPE SECURITIES INC. (NEW YORK NY)
BOTH
Issued 10/28/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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