Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Serio is a financial advisor with Trilogy Capital, Inc. Michael has been in the financial services industry for over 20 years and has a strong background in investment management. Michael is a Chartered Financial Analyst (CFA) and holds the Series 6, 7, 63, and 65 licenses. Michael has experience working with high net worth individuals, corporations, and institutions. He is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
07/24/2024 - Present
Trilogy Capital, Inc. (Denver CO)
CO
06/07/2010 - 12/08/2011
J.P. MORGAN SECURITIES LLC (DENVER CO)
CO
05/29/2007 - 05/24/2010
CITIGROUP GLOBAL MARKETS INC. (DENVER CO)
CO
09/28/2004 - 05/29/2007
CITICORP INVESTMENT SERVICES (DENVER CO)
MN
09/30/1997 - 11/17/2000
DOUGHERTY & COMPANY LLC (MINNEAPOLIS MN)
MN
05/02/1997 - 09/30/1997
DOUGHERTY DAWKINS LLC (MINNEAPOLIS MN)
NA
02/19/1997 - 05/19/1997
VOYAGEUR INVESTMENTS, INC.
NY
10/22/1993 - 02/16/1995
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
IL
12/11/1986 - 07/26/1989
FIRST CHICAGO INVESTMENT SERVICES, INC. (CHICAGO IL)
NA
09/21/1984 - 04/08/1985
JOHN HANCOCK DISTRIBUTORS, INC.
BC
Issued 12/17/2004
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/06/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/27/2004
Series 7 - General Securities Representative Examination
BC
Issued 09/20/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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