Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Rosenberg is a financial professional with over 20 years of experience in the industry. Michael is currently registered with Oneamerica Securities, Inc. and has previously held positions with firms such as TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, GLEN EAGLE ADVISORS LLC, COMERICA SECURITIES, UNIONBANC INVESTMENT SERVICES, LLC, CITY NATIONAL SECURITIES, INC., THE DREYFUS SERVICE CORPORATION, and BA INVESTMENT SERVICES, INC. Michael holds the Series 7, Series 31, Series 63, Series 65, and SIE licenses and is a registered investment advisor in California. Michael is also self-employed as a soccer referee. Michael specializes in providing financial planning, pension consulting, educational seminars, and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
09/02/2022 - Present
Oneamerica Securities, Inc. (Altadena CA)
CA
06/07/2010 - 01/18/2022
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (PASADENA CA)
CA
07/31/2009 - 05/19/2010
GLEN EAGLE ADVISORS LLC (PASADENA CA)
CA
05/01/2006 - 03/06/2009
COMERICA SECURITIES (LOS ANGELES CA)
CA
10/28/2003 - 02/10/2006
UNIONBANC INVESTMENT SERVICES, LLC (GLENDALE CA)
CA
05/20/2002 - 01/02/2003
CITY NATIONAL SECURITIES, INC. (LOS ANGELES CA)
NY
04/17/2000 - 01/05/2001
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
CA
09/26/1997 - 12/09/1998
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
NY
07/19/1994 - 09/09/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 02/09/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 07/18/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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