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Michael J Rosado

Aegis Capital Corp.

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About Michael J Rosado

Michael Rosado is a financial professional with over 20 years of experience in the securities industry. Michael is currently registered with Aegis Capital Corp., and has been with the firm since May 2018. Michael specializes in providing financial planning and portfolio management services to individuals, corporations and pooled investment vehicles. Michael previously held positions with National Securities Corporation, Olympia Asset Management, LTD., Murjen Financial, Inc., PHD Capital, and Reid & Rudiger LLC.

Firm Information

Michael Rosado is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Rosado’s Registration & Firm History

NY

05/10/2018 - Present

Aegis Capital Corp. (NEW YORK NY)

NY

02/23/2010 - 05/07/2018

NATIONAL SECURITIES CORPORATION (NEW YORK NY)

NY

09/09/2003 - 03/08/2010

OLYMPIA ASSET MANAGEMENT,LTD. (NEW YORK NY)

NY

02/26/2003 - 09/09/2003

MURJEN FINANCIAL, INC. (SYOSSET NY)

NY

10/15/2002 - 10/29/2002

PHD CAPITAL (NEW YORK NY)

NY

09/29/2000 - 07/22/2002

REID & RUDIGER LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/02/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/26/2009

Series 7 - General Securities Representative Examination

BC

Issued 09/28/2000

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 2 public disclosures for Michael J Rosado. Review regulatory record here.
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