Unclaimed
Michael Richardson is a financial advisor with over 17 years of experience in the industry. Michael is currently registered with Lincoln Investment and Capital Analysts. Michael holds the Series 7, 24, 63 and 66 licenses and is a Certified Financial Planner. Michael has been an active member of the financial services industry since 2005, having previously held positions with Parkland Securities and Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
01/16/2018 - Present
Lincoln Investment (New Albany IN)
IN
08/29/2008 - 01/17/2018
PARKLAND SECURITIES, LLC (NEW ALBANY IN)
IN
09/29/2005 - 09/04/2008
EDWARD JONES (JEFFERSONVILLE IN)
BOTH
Issued 03/03/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/14/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/06/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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