Unclaimed
Michael Raposa is a registered representative of Northwestern Mutual Investment Services, LLC. Michael joined the company in 2007 and has been actively working in the industry since then. Michael has a Series 7, 63 and 66 registration and has an approved IA registration in Massachusetts. Michael has a strong background in investments and is committed to providing his clients with personalized financial advice. Michael is also licensed to sell insurance products from other companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MA
12/03/2009 - Present
Northwestern Mutual Investment Services, LLC (BOSTON MA)
BOTH
Issued 11/23/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/21/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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