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Michael J Ortiz

United Capital Financial Advisors

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About Michael J Ortiz

Michael J Ortiz is a financial advisor with United Capital Financial Advisors, based in Charlotte, NC. Michael has been in the financial industry since 2019 and holds licenses to provide investment advice in North Carolina. Michael has a strong track record of providing personalized financial planning and investment advice.

Firm Information

Michael Ortiz is currently registered with United Capital Financial Advisors. United Capital Financial Advisors is an investment advisory firm based in Irving, Texas. They offer a variety of services to individuals, corporations, charitable organizations, pension and profit-sharing plans, and other investment advisors. The firm manages over $17.7 billion in assets and has a team of over 200 licensed professionals. They are registered with the SEC and have offices across the United States.
United Capital Financial Advisors

125 E JOHN CARPENTER FRWY

IRVING, TX 75062

$17.69B

Assets Under Management

1,689

Total Clients

127

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sub-adviser for other investment advisers

Sub-adviser for other investment advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Ortiz’s Registration & Firm History

NC

01/09/2023 - Present

United Capital Financial Advisors (CHARLOTTE NC)

NC

01/04/2021 - 11/14/2023

GOLDMAN SACHS & CO. LLC (Charlotte NC)

NY

11/14/2019 - 01/04/2021

MERCER ALLIED COMPANY, L.P. (COHOES NY)

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Licenses & Designations

BC

Issued 03/06/2020

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 02/15/2019

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/14/2019

Series 7TO - General Securities Representative Examination

BC

Issued 04/10/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Michael J Ortiz.
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