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Michael J. O brien

Nylife Securities LLC

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About Michael J. O brien

Michael J. O'brien is a financial professional with over 30 years of experience in the financial services industry. Michael is currently registered with Nylife Securities LLC and has been associated with the firm since April 2, 1990. Michael holds a Series 6, Series 63, and SIE license. Michael is also registered in Nebraska, Missouri, Colorado, and Tennessee. Michael's previous experience includes employment with Pruco Securities Corporation.

Firm Information

Michael O brien is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael O brien’s Registration & Firm History

NE

01/12/2015 - Present

Nylife Securities LLC (KEARNEY NE)

NE

04/02/1990 - 01/09/2013

NYLIFE SECURITIES LLC (KEARNEY NE)

NJ

04/28/1987 - 02/10/1990

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BC

Issued 10/14/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/27/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Michael J. O brien. Review regulatory record here.
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