Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael J Nicholson is a financial advisor with Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC. Michael has been working in the financial industry since 2001. Michael has a broad range of experience, including working with corporations and individuals. Michael holds Series 63, Series 7, Series 14, and Series 24 licenses. Michael is registered with the state of Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
05/06/2008 - Present
Wells Fargo Advisors Financial Network, LLC (ST. LOUIS MO)
MO
05/06/2008 - 11/21/2016
FIRST CLEARING, LLC (ST. LOUIS MO)
MO
05/10/2005 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MO
02/05/2004 - 04/25/2005
CENTURY SECURITIES ASSOCIATES, INC. (ST. LOUIS MO)
MO
01/02/2003 - 04/25/2005
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
MO
06/04/2001 - 01/07/2003
EDWARD JONES (ST. LOUIS MO)
BC
Issued 09/20/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/2004
Series 14 - Compliance Officer Examination
BC
Issued 01/12/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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