Unclaimed
Michael McCabe is a financial advisor with Empower Advisory Group, LLC. Michael has been in the financial services industry since January 23, 2017. Michael is registered with the state of Connecticut as an investment advisor representative and has been registered as a broker-dealer in 53 states. Michael has experience working with Prudential Investment Management Services LLC and Pruco Securities, LLC. Michael holds the Series 7, Series 6, Series 63, and Series 65 licenses. Michael specializes in financial planning, portfolio management for individuals, and educational seminars. Michael is also a commissioner for the Inland Wetlands Commission in Newtown, Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
07/21/2022 - Present
Empower Advisory Group, LLC (Hartford CT)
CT
05/29/2020 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (Hartford CT)
CT
01/24/2017 - 06/01/2020
PRUCO SECURITIES, LLC. (SHELTON CT)
IA
Issued 02/11/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/21/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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