Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael J Mass is a financial advisor currently registered with Northwestern Mutual Investment Services, LLC in Franklin, WI. Michael has been in the industry since 2001 and has held the Series 66, 24, SIE, and 7 licenses. Michael has experience with Northwestern Mutual Investment Services, LLC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
05/11/2007 - Present
Northwestern Mutual Investment Services, LLC (FRANKLIN WI)
WI
03/29/2001 - 04/24/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WAUKESHA WI)
BOTH
Issued 04/02/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/29/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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