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Michael J Mangiafico

Morgan Stanley & Co. LLC

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About Michael J Mangiafico

Michael Mangiafico is a financial advisor with over 14 years of experience in the industry. Michael is currently registered with Morgan Stanley & Co. LLC, a large firm headquartered in New York City. Michael has previously worked at CREDIT SUISSE SECURITIES (USA) LLC. Michael is licensed to provide investment advice in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Firm Information

Michael Mangiafico is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Mangiafico’s Registration & Firm History

MA

09/21/2010 - Present

Morgan Stanley & Co. LLC (Boston MA)

MA

04/25/2008 - 08/31/2010

CREDIT SUISSE SECURITIES (USA) LLC (BOSTON MA)

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Licenses & Designations

BC

Issued 03/07/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/07/2011

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/20/2009

Series 3 - National Commodity Futures Examination

BC

Issued 02/08/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michael J Mangiafico.
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