Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Knowles is a registered investment advisor representative with Wells Fargo Clearing Services, LLC. Michael has been in the financial services industry since 2007. Michael has experience with Wells Fargo Advisors, LLC, Fidelity Brokerage Services LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Michael is also registered as an investment advisor representative in 30 states and the District of Columbia. Michael is licensed to provide investment advice and securities services. Michael specializes in providing investment consulting services to institutional clients, financial planning, pension consulting, and selection of other advisors. Michael is also experienced in managing portfolios for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VA
06/12/2017 - Present
Wells Fargo Clearing Services, LLC (MCLEAN VA)
VA
01/21/2014 - 12/01/2015
WELLS FARGO ADVISORS, LLC (MCLEAN VA)
NY
03/19/2012 - 10/18/2012
FIDELITY BROKERAGE SERVICES LLC (ROSLYN NY)
NY
08/12/2011 - 12/01/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MELVILLE NY)
NY
05/25/2007 - 08/02/2011
DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)
IA
Issued 08/31/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/20/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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