linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Michael J Kiernan

Compass Point Research & Trading, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Michael? Claim Your Profile

About Michael J Kiernan

Michael J. Kiernan is a financial advisor with Compass Point Research & Trading, LLC. Michael has been in the financial services industry since 2007 and has held previous positions at B. Riley Securities, Inc., Rosenblatt Securities Inc., Wolfe Research Securities, Brean Capital, LLC, Canaccord Genuity Inc., and Lazard Capital Markets LLC. Michael is a Series 3, 7, 24, 63, 87, and SIE licensed professional. Michael is registered with the Financial Industry Regulatory Authority (FINRA) and the states of Connecticut and District of Columbia.

Firm Information

Michael Kiernan is currently registered with Compass Point Research & Trading, LLC. Compass Point Research & Trading, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in 33 states.

Not reported

Assets Under Management

Not reported

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Michael Kiernan’s Registration & Firm History

DC

01/16/2024 - Present

Compass Point Research & Trading, LLC (WASHINGTON DC)

CA

07/26/2023 - 01/16/2024

B. RILEY SECURITIES, INC. (LOS ANGELES CA)

NY

03/06/2019 - 07/19/2023

ROSENBLATT SECURITIES INC. (NEW YORK NY)

NY

11/30/2015 - 04/17/2019

WOLFE RESEARCH SECURITIES (NEW YORK NY)

CT

03/27/2013 - 12/26/2014

BREAN CAPITAL, LLC (DARIEN CT)

NY

07/19/2011 - 04/13/2012

CANACCORD GENUITY INC. (NEW YORK NY)

NY

06/09/2008 - 06/17/2011

LAZARD CAPITAL MARKETS LLC (NEW YORK NY)

NY

02/23/2005 - 06/16/2008

BEAR, STEARNS & CO. INC. (NEW YORK NY)

Not sure if Michael J Kiernan is right for you?

Licenses & Designations

BC

Issued 03/26/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/23/2009

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/11/2009

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 02/22/2005

Series 7 - General Securities Representative Examination

BC

Issued 02/26/1996

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michael J Kiernan.
Not sure if Michael J Kiernan is right for you?