Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael J. Kelly is a financial advisor with over 30 years of experience in the financial services industry. Michael currently works with Merrill Lynch, Pierce, Fenner & Smith Inc. in Mequon, WI. Previously, Michael has held positions with UBS Financial Services Inc., Raymond James & Associates, Inc., Hartford Securities Distribution Company, Inc., and Robert W. Baird & Co. Incorporated. Michael's expertise covers a wide range of areas including portfolio management for individuals and businesses, pension consulting, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
06/16/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MEQUON WI)
WI
09/02/2011 - 07/09/2020
UBS FINANCIAL SERVICES INC. (BROOKFIELD WI)
WI
10/13/2009 - 09/06/2011
RAYMOND JAMES & ASSOCIATES, INC. (DELAFIELD WI)
WI
01/01/2009 - 10/16/2009
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (JANESVILLE WI)
WI
10/24/2006 - 01/01/2009
HARTFORD EQUITY SALES COMPANY INC. (JANESVILLE WI)
WI
04/24/1990 - 02/01/2006
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 05/07/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/02/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/14/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/04/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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