Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Keating is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Michael has been in the industry since 1994. Michael has been registered with the Securities and Exchange Commission (SEC) since 1993. Michael has offices in Williamsburg, VA, Williamsburg, VA, and West Palm Beach, FL. Michael has experience in securities, investment advisory, and financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VA
05/09/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WILLIAMSBURG VA)
FL
05/20/2009 - 02/21/2014
DELANEY EQUITY GROUP LLC (WEST PALM BEACH FL)
VA
07/11/2000 - 05/11/2009
ANDREWS SECURITIES, LLC (WILLIAMSBURG VA)
CA
08/20/1997 - 06/13/2000
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
TX
06/13/1994 - 08/27/1997
WESTPORT RESOURCES INVESTMENT SERVICES, INC. (FT. WORTH TX)
MI
05/05/1994 - 05/26/1994
OLDE DISCOUNT CORPORATION (DETROIT MI)
MN
12/02/1993 - 04/22/1994
SUMMIT INVESTMENT CORPORATION (MINNEAPOLIS MN)
BOTH
Issued 05/06/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/07/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/01/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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