Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Hardin has over 20 years of experience in the financial services industry. Michael is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Michael has held previous positions at RBC DAIN RAUSCHER INC., SUTRO & CO. INCORPORATED and GRUNTAL & CO. INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/03/2008 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (EL SEGUNDO CA)
NY
03/09/2002 - 07/25/2005
RBC DAIN RAUSCHER INC. (NEW YORK NY)
CA
03/11/1997 - 03/09/2002
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NY
07/17/1996 - 01/16/1997
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NY
02/15/1996 - 07/03/1996
THE J.B. SUTTON GROUP, INC. (MELVILLE NY)
IA
Issued 07/02/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/28/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/08/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/22/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 02/14/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Michael Hardin is the right advisor for you? Invested Better is here to help.
