Unclaimed
Michael J Haffling is a financial advisor currently registered with Arete Wealth Management, LLC. Michael has over 15 years of experience in the financial services industry. Michael is licensed to conduct business in California, Indiana, and Michigan. Michael holds Series 7 and Series 66 licenses. Michael has previously worked at KALOS CAPITAL, INC. and MADISON AVENUE SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
09/30/2022 - Present
Arete Wealth Management, LLC (Orland Park IL)
IL
12/19/2013 - 09/30/2022
KALOS CAPITAL, INC. (ORLAND PARK IL)
IL
09/07/2006 - 12/20/2013
MADISON AVENUE SECURITIES, INC. (CHICAGO IL)
BOTH
Issued 06/17/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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