Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael J. Guarini is a financial professional with over 6 years of experience in the industry. Michael is currently registered with Apw Capital, Inc. in Bedford, NH. Previously, Michael was registered with Santander Securities LLC in Westford, MA and Citizens Securities, Inc. in Milford, NH. Michael is Series 6, 7, 63, and 66 licensed and holds the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NH
10/01/2021 - Present
APW Capital, Inc. (BEDFORD NH)
MA
02/04/2016 - 07/07/2021
SANTANDER SECURITIES LLC (WESTFORD MA)
NH
09/16/2015 - 01/16/2016
CITIZENS SECURITIES, INC. (MILFORD NH)
BOTH
Issued 07/28/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/09/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/16/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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