Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Graham is a financial advisor with over 25 years of experience in the industry. Michael is registered with Cambridge Investment Research Advisors, Inc. and is currently licensed in Florida, Georgia, Maryland, New Jersey, South Carolina and Texas. Michael also has a Series 65, Series 66, Series 7, Series 27 and SIE. Michael has a history of working with a variety of clients, including high-net-worth individuals, pension and profit-sharing plans, and individuals other than high-net-worth. Michael offers a range of advisory services, including financial planning, pension consulting, educational seminars, market timing services, selection of other advisors, portfolio management for businesses and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
FL
06/21/2023 - Present
Cambridge Investment Research Advisors, Inc. (Lake Worth FL)
FL
08/29/2013 - 06/02/2023
AVANTAX INVESTMENT SERVICES, INC. (Lake Worth FL)
FL
01/15/2010 - 11/30/2012
PMK SECURITIES & RESEARCH, INC. (DELRAY BEACH FL)
FL
10/30/2008 - 07/21/2009
BROAD STREET SECURITIES, INC. (PLANTATION FL)
FL
07/09/1997 - 10/24/2008
1ST DISCOUNT BROKERAGE, INC. (LAKE WORTH FL)
FL
05/17/2002 - 11/01/2002
SPECIALTY FINANCE GROUP, LLC (PALM BEACH FL)
MO
10/24/1990 - 03/17/1992
CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)
FL
07/30/1990 - 10/10/1990
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
IA
Issued 07/11/2014
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 12/28/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/02/1997
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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