Unclaimed
Michael Disanto is a financial professional with over 20 years of experience in the industry. Michael is currently registered with Scotia Capital (usa) Inc., a firm based in New York, NY. Michael has a strong track record of success in the financial services industry, having previously held positions with SMBC Nikko Securities America, Inc., Santander Investment Securities Inc., and BNP Paribas Securities Corp. Michael is licensed to conduct securities business in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/25/2022 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
05/16/2016 - 05/30/2018
SMBC NIKKO SECURITIES AMERICA, INC. (NEW YORK NY)
NY
09/02/2014 - 01/22/2016
SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)
NY
12/16/1999 - 07/24/2014
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
MA
12/22/1993 - 03/18/1994
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
BC
Issued 04/29/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/06/2023
Series 57TO - Securities Trader Exam
BC
Issued 04/24/2022
Series 7TO - General Securities Representative Examination
BC
Issued 05/30/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/27/2002
Series 3 - National Commodity Futures Examination
BC
Issued 12/14/1999
Series 7 - General Securities Representative Examination
BC
Issued 12/21/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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