Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Difiore is a financial advisor with over 27 years of experience in the industry. Michael is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has previously worked with firms such as Chase Investment Services Corp., BANC of America Investment Services, Inc., QUICK & REILLY, INC., FUTURESHARE FINANCIAL LLC, CONSECO SECURITIES, INC., FIRSTAR INVESTMENT SERVICES,INC., RYAN, BECK & CO., and DEAN WITTER REYNOLDS INC. Michael is registered with the Securities and Exchange Commission (SEC) and has passed the Series 63, Series 66, Series 7, Series 9, Series 10 and Series 24 exams. Michael is also registered with the state of New Jersey as an Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
05/25/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PENNINGTON NJ)
NJ
07/06/2009 - 11/16/2010
CHASE INVESTMENT SERVICES CORP. (MANASQUAN NJ)
NJ
10/20/2004 - 04/28/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SHIP BOTTOM NJ)
NY
10/24/2003 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NJ
09/07/2001 - 09/25/2003
FUTURESHARE FINANCIAL LLC (JERSEY CITY NJ)
IN
09/21/1995 - 06/18/2002
CONSECO SECURITIES, INC. (CARMEL IN)
NJ
06/12/2000 - 11/30/2001
FIRSTAR INVESTMENT SERVICES,INC. (MORRIS PLAINS NJ)
NJ
03/03/1994 - 09/18/1995
RYAN, BECK & CO. (FLORHAM PARK NJ)
NY
11/29/1993 - 02/25/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 05/24/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/14/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/27/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/10/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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