Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Daoust is an investment advisor representative who has been in the industry for over 20 years. Michael is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Michael has previously been registered with E*TRADE SECURITIES LLC and PRUCO SECURITIES CORPORATION. Michael has passed the Series 66, Series 4, Series 7, Series 6, and SIE exams. Michael has also passed the Uniform Combined State Law Examination. Michael's specializations include portfolio management for individuals, portfolio management for businesses, selection of other advisors, pension consulting, and educational seminars. Michael is committed to providing clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
09/13/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PENNINGTON NJ)
NJ
04/28/2011 - 02/25/2016
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
NY
11/01/1999 - 04/26/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
07/17/1997 - 02/26/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 07/01/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/21/2000
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/1998
Series 7 - General Securities Representative Examination
BC
Issued 07/16/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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