Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Daly has been in the financial industry since May 1996. Michael is currently registered with J.P. Morgan Securities LLC in Dublin, CA and has been with the firm since August 2013. Michael previously worked at Chase Investment Services Corp. and WAMU Investments, Inc. among others. Michael holds the Series 6, 7, 63, and 65 licenses as well as the SIE. Michael is registered in 35 states including CA, TX, NY, MA, MI, OR, FL, GA and PA for both securities and investment advisory services. Michael's firm, J.P. Morgan Securities LLC, manages over $249 billion in assets, and is a leading provider of financial services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
CA
09/20/2013 - Present
J.p. Morgan Securities LLC (DUBLIN CA)
CA
10/01/2012 - 08/26/2013
J.P. MORGAN SECURITIES LLC (SAN RAMON CA)
CA
05/02/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (WALNUT CREEK CA)
CA
10/16/2008 - 05/02/2009
WAMU INVESTMENTS, INC. (SANTA CRUZ CA)
CA
05/09/2008 - 09/30/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (APTOS CA)
CA
08/27/1998 - 04/28/2008
WAMU INVESTMENTS, INC. (HAYWARD CA)
CA
09/09/1996 - 03/09/1998
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
FL
10/20/1995 - 09/24/1996
MONEY CONCEPTS CAPITAL CORP (PALM BEACH GARDENS FL)
IA
Issued 6/3/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/30/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/24/2000
Series 7 - General Securities Representative Examination
BC
Issued 10/19/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
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Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
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MEMX LLC
M
MIAX Emerald, LLC
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MIAX PEARL, LLC
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Miami International Securities Exchange, LLC
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NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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