Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Daly is a registered investment advisor with J.P. Morgan Securities LLC. Michael has been working in the financial services industry for over 25 years. Michael has Series 6, 7, 63 and 65 registrations. Michael is licensed in 35 states, including California and Texas. Michael previously worked with Chase Investment Services Corp., WAMU Investments, Inc., Banc of America Investment Services, Inc. and Financial Network Investment Corporation. Michael also worked for Money Concepts Capital Corp. in Florida. Michael holds a Bachelor of Science degree in Business Administration from the University of California, Berkeley. Michael has a specialization in various investment products, including fixed income, equities, mutual funds, ETFs, and variable annuities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
CA
09/20/2013 - Present
J.p. Morgan Securities LLC (DUBLIN CA)
CA
10/01/2012 - 08/26/2013
J.P. MORGAN SECURITIES LLC (SAN RAMON CA)
CA
05/02/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (WALNUT CREEK CA)
CA
10/16/2008 - 05/02/2009
WAMU INVESTMENTS, INC. (SANTA CRUZ CA)
CA
05/09/2008 - 09/30/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (APTOS CA)
CA
08/27/1998 - 04/28/2008
WAMU INVESTMENTS, INC. (HAYWARD CA)
CA
09/09/1996 - 03/09/1998
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
FL
10/20/1995 - 09/24/1996
MONEY CONCEPTS CAPITAL CORP (PALM BEACH GARDENS FL)
IA
Issued 06/03/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/30/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2000
Series 7 - General Securities Representative Examination
BC
Issued 10/19/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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