Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Connolly is a financial professional with over 20 years of experience in the industry. Michael has worked for a number of firms including Foreside Financial Services, LLC and Columbia Management Investment Distributors, Inc. Michael is currently registered with FEF Distributors, LLC. Michael holds a Series 6, 7, 63 and 66 license as well as the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/09/2021 - Present
FEF Distributors, LLC (NEW YORK NY)
ME
05/01/2020 - 12/03/2021
FORESIDE FINANCIAL SERVICES, LLC (PORTLAND ME)
MA
05/01/2010 - 11/26/2019
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (BOSTON MA)
MA
01/17/2007 - 05/01/2010
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (BOSTON MA)
MA
01/01/2005 - 01/12/2007
MMC SECURITIES CORP. (NORWOOD MA)
MA
09/25/2001 - 01/01/2005
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
BOTH
Issued 02/15/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/14/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2003
Series 7 - General Securities Representative Examination
BC
Issued 09/24/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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