Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Capello is a financial professional with over 20 years of experience in the industry. Michael is currently registered with BMO Capital Markets Corp. in New York, NY. Michael has held previous roles at UBS Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Quick & Reilly, Inc. Michael's expertise spans a range of financial products and services, including securities trading, investment management, and advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Provision of securities trading ideas and research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees for securities trading ideas and research
1
2
NY
03/25/2014 - Present
BMO Capital Markets Corp. (New York NY)
NY
05/02/2011 - 12/03/2012
MERRILL LYNCH PROFESSIONAL CLEARING CORP. (NEW YORK NY)
NY
04/29/2011 - 12/03/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
01/30/2006 - 04/25/2011
UBS SECURITIES LLC (NEW YORK NY)
NJ
02/20/2001 - 02/09/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
09/26/2000 - 03/14/2001
QUICK & REILLY, INC. (NEW YORK NY)
IA
Issued 05/04/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/06/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/18/2006
Series 27 - Financial and Operations Principal Examination
BC
Issued 08/18/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/12/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/16/2001
Series 24 - General Securities Principal Examination
BC
Issued 02/14/2001
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2006
Series 3 - National Commodity Futures Examination
BC
Issued 03/13/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/25/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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