Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Callahan is a financial advisor registered with Wells Fargo Clearing Services, LLC. Michael has been in the securities industry since 1995. They are licensed to conduct securities business in several states, including Florida, New York, and Arizona. Michael is also a registered investment advisor in Florida and New York. Michael has held positions at several firms, including UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Legg Mason Wood Walker, Incorporated. They specialize in financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/15/2022 - Present
Wells Fargo Clearing Services, LLC (SARASOTA FL)
NY
11/19/2014 - 05/15/2018
DOMINICK & DICKERMAN LLC (NEW YORK NY)
NY
11/01/2010 - 05/16/2014
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
06/27/2007 - 10/21/2010
SOLEIL SECURITIES CORPORATION (NEW YORK NY)
NY
09/10/1991 - 09/22/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MD
10/30/1990 - 09/16/1991
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
03/06/1987 - 09/16/1991
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 05/03/2022
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 04/14/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/13/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/15/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 06/26/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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