Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Pollock has been in the securities industry since August 24, 2000. Michael is currently registered with Fidelity Brokerage Services LLC. Previously, Michael was registered with PERSHING ADVISOR SOLUTIONS LLC, FIDELITY BROKERAGE SERVICES LLC, CYBERTRADER, INC., CHARLES SCHWAB & CO., INC., and FIRST INVESTORS CORPORATION. Michael is licensed in 53 states and holds Series 3, 6, 7, and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
02/01/2011 - Present
Fidelity Brokerage Services LLC (PALO ALTO CA)
CA
03/06/2009 - 08/10/2010
PERSHING ADVISOR SOLUTIONS LLC (SAN FRANCISCO CA)
CA
10/06/2003 - 11/26/2008
FIDELITY BROKERAGE SERVICES LLC (SAN FRANCISCO CA)
TX
01/03/2003 - 09/23/2003
CYBERTRADER, INC. (AUSTIN TX)
TX
05/04/2000 - 01/29/2003
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NJ
06/29/1999 - 12/17/1999
FIRST INVESTORS CORPORATION (EDISON NJ)
BC
Issued 07/07/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2006
Series 3 - National Commodity Futures Examination
BC
Issued 06/01/2000
Series 7 - General Securities Representative Examination
BC
Issued 06/28/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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