Unclaimed
Michael Levy is a securities professional with over 15 years of experience in the industry. Michael holds FINRA Series 7, 24, 27, 63, 99, and SIE licenses and is registered with the state of New York. Michael is currently employed with Lime Trading Corp. as a registered representative. Michael has previously worked with Clearpool Execution Services, LLC, BMO Capital Markets Corp., Sberbank CIB USA, Inc., and Lazard Capital Markets LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/23/2024 - Present
Lime Trading Corp. (NEW YORK NY)
NY
02/12/2024 - 07/17/2024
CLEARPOOL EXECUTION SERVICES, LLC (NEW YORK NY)
NY
11/08/2023 - 07/17/2024
BMO CAPITAL MARKETS CORP. (New York NY)
NY
03/17/2014 - 12/19/2022
SBERBANK CIB USA, INC. (NEW YORK NY)
NY
01/30/2007 - 03/14/2014
LAZARD CAPITAL MARKETS LLC (NEW YORK NY)
BC
Issued 07/22/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/29/2007
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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