Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Irving Tan is a financial professional with over 10 years of experience in the financial services industry. Michael Tan currently works at LPL Financial LLC, where he is registered as a Registered Representative. Michael Tan has been in the industry since 2013. Michael Tan has also worked at JP Morgan Securities LLC, Scottrade, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Michael Tan is registered in the states of Arizona, California, Nevada, and Washington. Michael Tan holds Series 66, SIE and Series 7 licenses. Michael Tan provides investment advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/14/2020 - Present
LPL Financial LLC (CERRITOS CA)
CA
04/13/2018 - 09/22/2020
J.P. MORGAN SECURITIES LLC (LONG BEACH CA)
CA
03/03/2015 - 03/09/2018
SCOTTRADE, INC. (YORBA LINDA CA)
CA
06/10/2014 - 03/11/2015
J.P. MORGAN SECURITIES LLC (ENCINO CA)
CA
03/27/2013 - 03/27/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WESTLAKE VILLAGE CA)
BOTH
Issued 01/08/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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