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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Ira Schwarzberg is a financial advisor with over 35 years of experience in the financial services industry. Michael has worked with Wells Fargo Advisors and its predecessors since 2010. Michael's career started at Thomson McKinnon Securities Inc. and progressed to Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc., Citigroup Global Markets Inc., and Morgan Stanley Smith Barney. Michael is currently registered with Wells Fargo Advisors Financial Network, LLC in Florida, New Mexico, and Texas. Michael holds Series 3, 7, 9, 10, 63, and 65 licenses. Michael specializes in financial planning, investment management, and portfolio management. He works with high-net-worth individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
09/14/2023 - Present
Wells Fargo Advisors Financial Network, LLC (CHATHAM NJ)
FL
08/13/2010 - 09/14/2023
WELLS FARGO CLEARING SERVICES, LLC (BOCA RATON FL)
FL
06/01/2009 - 09/02/2010
MORGAN STANLEY SMITH BARNEY (AVENTURA FL)
FL
08/12/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (AVENTURA FL)
NJ
05/03/1999 - 09/02/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
07/24/1989 - 04/14/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
12/22/1987 - 07/29/1989
THOMSON MCKINNON SECURITIES INC.
IA
Issued 03/17/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/01/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/29/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/1988
Series 3 - National Commodity Futures Examination
BC
Issued 11/23/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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