Unclaimed
Michael William Siracuse, III is a financial professional with over 20 years of experience in the industry. Michael is currently employed as a Head Trader & Vice President at Wainwright Investment Counsel LLC. Prior to his current role, Michael was also employed by H.C. Wainwright & Co., Inc. Michael holds a variety of licenses and registrations, including Series 7, 55, 24, 53, 66 and 65 licenses. Michael is also a Municipal Securities Principal and Private Placement Principal for WFS, LLC, a wholly-owned subsidiary of Wainwright Investment Counsel.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Bespoke advisory and consult, solicit fees
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Bespoke advisory and consulting services
1
2
MA
07/01/2013 - Present
Wainwright Investment Counsel LLC (BOSTON MA)
NY
08/10/2001 - 02/04/2002
H.C. WAINWRIGHT & CO., INC. (NEW YORK NY)
IA
Issued 6/24/2013
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 2/9/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/17/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/9/2006
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 1/2/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/6/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/12/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 8/9/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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