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Michael I Falcon

Foreside Fund Services, LLC

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About Michael I Falcon

Michael Falcon is a registered representative with Foreside Fund Services, LLC. Michael has been in the industry since January 7, 2012 and holds a Series 63, Series 66, Series 24, Series 99TO, SIE, and Series 7 licenses. Michael is registered in 51 states and the District of Columbia. Michael was previously registered with Jackson National Life Distributors LLC, J.P. Morgan Institutional Investments Inc., GPC Securities, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Michael Falcon is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Falcon’s Registration & Firm History

NY

02/23/2024 - Present

Foreside Fund Services, LLC (New York NY)

TN

03/15/2019 - 03/04/2021

JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)

NY

03/09/2012 - 12/20/2018

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)

GA

10/07/2005 - 05/15/2008

GPC SECURITIES, INC. (ATLANTA GA)

NJ

01/01/2005 - 05/15/2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)

NY

10/07/2005 - 10/07/2005

MERRILL LYNCH GOVERNMENT SECURITIES INC. ("MLGSI") (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/25/2024

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 03/30/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/15/2013

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/08/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael I Falcon.
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