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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Smith is a financial advisor with over 20 years of experience in the industry. Michael is currently registered with Mariner Wealth Advisors and provides financial planning and portfolio management services to individuals, families, businesses, and institutions. Michael holds Series 7, 6, 63, and 65 licenses and is a Certified Financial Planner. Michael has a long history of working with clients across a variety of financial needs, including investment management, retirement planning, estate planning, and insurance. Michael is committed to providing personalized advice and working with clients to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Family office services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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IL
11/03/2023 - Present
Mariner Wealth (Oakbrook Terrace IL)
IL
08/01/2023 - 11/20/2023
GOLDMAN SACHS & CO. LLC (CHICAGO IL)
IL
10/03/2013 - 02/16/2016
FIFTH THIRD SECURITIES, INC. (WESTMONT IL)
IL
06/11/2001 - 06/03/2013
T. ROWE PRICE INVESTMENT SERVICES, INC. (OAK BROOK IL)
KS
11/12/1999 - 01/10/2001
WADDELL & REED, INC. (OVERLAND PARK KS)
IA
Issued 04/12/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/05/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/31/2023
Series 7TO - General Securities Representative Examination
BC
Issued 02/16/2016
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2001
Series 7 - General Securities Representative Examination
BC
Issued 11/11/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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