Unclaimed
Michael Huart Field is a financial advisor with over 20 years of experience in the financial services industry. Michael Field is currently registered with Fidelity Brokerage Services LLC in Texas. Michael Field is also registered in Massachusetts and Utah. Michael Field holds Series 7, 9, 10 and 63 licenses as well as the SIE exam. Michael Field has previously worked for Fidelity Brokerage Services LLC in Rhode Island.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
09/21/2007 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
RI
05/25/2004 - 11/07/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
12/04/2001 - 10/29/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 01/03/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/04/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/27/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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